Abstract
Asthma is a chronic inflammatory disease of
the lower respiratory tract which is
triggered by exposure to allergens or other
airway irritants. This inflammation results
in airway hyper-responsiveness, bronchial
muscle spasm, mucous gland hypersecretion,
and mucosal edema, which combine to create
symptoms such as cough, wheezing, and
respiratory distress. The inflammatory
process is highly variable, so that asthma
is a disorder with many possible
presentations. It may therefore proceed for
years without clinical recognition, and may
challenge the most astute diagnostician. It
is important for Otolaryngologists to be
able to suspect, diagnose, and treat asthma,
since asthma is a common disease in the
Otolaryngologic patient population, both as
one of the options in differential diagnosis
of respiratory complaints, and as a comorbid
condition which may complicate the treatment
of other medical or surgical problems.
Furthermore, the understanding of asthmaıs
pathophysiology and optimum treatment
methods have both undergone radical changes
during the past decade. This discussion
reviews our current understanding of asthma
and summarizes diagnosis and treatment
guidelines which can assist
Otolaryngologists in effectively managing
their asthmatic patients.
Pathophysiology
Asthma is a chronic inflammatory disease of
the lower respiratory tract (1) which is
triggered by exposure to allergens or other
airway irritants. This inflammation results
in airway hyper-responsiveness (2),
bronchial muscle spasm, mucous gland
hypersecretion, and mucosal edema, which
combine to increase the work of breathing,
and to create symptoms such as cough,
wheezing, chest pain or tightness, and
respiratory distress. The obstruction to air
flow which occurs during asthmatic
inflammation is potentially reversible, a
factor which usually distinguishes asthma
from chronic obstructive pulmonary disease (COPD)
(3). The inflammatory process is highly
variable, both from time to time in any
individual, and from person to person, so
that asthma is a disorder with many possible
presentations, and with drastic differences
in severity. Wheezing asthma, or asthma
requiring hospital treatment, is usually
obvious, whereas asthma masquerading as COPD,
easy fatigueability, intermittent asthma,
exercise induced asthma, or cough variant
asthma may proceed for years without
clinical recognition.
Prevalence
Asthma is the most common serious chronic
disease in most industrialized nations (4).
Estimates of the current asthma prevalence
in the United States range up to 12 million
persons (5). The incidence of asthma in
children appears to be increasing, and since
long term studies have shown persistence of
symptomatic asthma as children age, it is
likely that the future prevalence of asthma
will be even greater (5). Since the 1970s,
the overall mortality due to asthma has also
been steadily increasing worldwide, growing
by 40% in the United States between 1982 and
the end of 1991 (6). Presently, about 4 to 5
thousand asthmatics die each year in the
United States (7). The self reported
prevalence of asthma during the same time
period increased by 42%, to almost five
persons per hundred. Asthma morbidity and
hospitalization rates are also increasing.
Making such data imprecise are the practical
difficulties in identifying all affected
patients and in classifying pulmonary
disorders as asthmatic or not (3).
Variability
of Asthma Expression
The phenotypic expression of asthma appears
to be controlled by multiple genes (8),
which may help to explain the variable
nature of this disease. The great majority
of asthmatics, perhaps all, are now known to
be allergic (9,10), so that the old
distinction between intrinsic and extrinsic
asthma no longer pertains. However, the
reverse is not true, since obvious asthma is
only present in a fraction of allergic
persons, for example, in up to 11% of people
with allergic rhinitis (11). How the various
genetic and environmental factors that are
active in asthma interact to produce
clinical illness in any individual remains
largely unknown. For example, only 26% of
the children in families with one asthmatic
parent develop asthma during childhood (8).
However, there is no question that
environmental triggers are of major
importance. For example, about two thirds of
asthmatics in the United States live in
areas with significant smog (6), and it is
known that the oxidant chemical pollutants
in both indoor and outdoor air cause lung
inflammation and act as priming agents for
subsequent allergen exposure (12,13). Many
other non-allergic environmental factors are
known to trigger or exacerbate asthma,
including viral infections (14), bacterial
infections (15, 16), exercise (17), stress
(18), cold air, gastroesophageal reflux,
sinusitis, exposure to certain drugs and
chemicals, and endocrine dysfunction (7).
Allergic asthma triggers include the full
range of inhalant (19, 20), food (21), and
chemical (22, 23) allergens. Finally,
nutrition, especially anti-oxidant status,
may significantly influence allergic lung
disease severity (24). The clinical
variability of asthma thus may depend on how
many of these factors are simultaneously or
sequentially interacting with the unique
genetic setting of each individual
asthmatic.
Clinical
Diagnosis
Asthma is diagnosed primarily by clinical
suspicion, by noting typical episodic
symptoms and typical triggering patterns in
the patientıs history. Any person with
unexplained wheezing, frequent cough, or
dyspnea, especially when associated with
recognized asthma triggers, should elicit
the clinical suspicion that asthma could be
at fault. Confirmation of asthma depends on
the combined use of physical examination,
pulmonary function testing, and, when
indicated, radiologic examination, and by a
successful response to asthma management.
During the physical examination, chest
auscultation may detect typical expiratory
wheezes or decreased breath sounds, but
often, cough is the only audible symptom.
Asthmatic sputum, when produced, is clear
and tenacious, and colored or bloody mucus
should raise suspicion of infection or
malignancy. Discovery of a past personal or
family history of allergy, especially of
asthma, hay fever, serous otitis, eczema, or
migraine suggests that atopy may be present,
and increases the likelyhood of asthma.
Current evidence for allergy should be
sought, particularly during examination of
the skin and the head and neck. For example,
eczema, old tympanic membrane scars,
enlarged or inflamed turbinates, pharyngeal
bands, or allergic eyelid edema and
discoloration may be found. Evaluation of
the larynx can help to include or exclude
consideration of gastroesophageal reflux.
Assessment of
Severity
Once asthma is seriously suspected, an
assessment of the severity of disease should
be made. Episodes of prior emergency room or
hospital care for respiratory problems,
including multiple episodes of croup as a
child, or multiple episodes of systemic
corticosteroid therapy, are significant
indicators of possibly severe asthma. On the
other hand, infrequent symptoms associated
primarily with infections or exercise
normally identifies mild asthma. The
frequency and severity of symptoms have
particular value in classifying patients.
For example, daily to weekly wheezing,
nighttime awakening or arising more than
once a week with symptoms, or daily to
weekly limitation of home or sporting
activities usually indicates severe asthma
(25). This clinical evaluation should yield
a rough risk assessment, and this will, in
turn, dictate the speed and depth of
subsequent evaluation.
Pulmonary
Function Testing
In most cases, pulmonary function tests (PFTs)
will be the next step (3). PFTs, done before
and after bronchodilator use, give objective
data to establish the diagnosis of
reversible obstructive lung disease. PFTs
also allow the objective assessment of
disease severity. This should match the
clinical severity assessment, and if it does
not, special care in the subsequent
evaluation is warrented. PFTs may also be
used to measure the response to therapy, and
can be used as a guide to the need for
aggressive anti-inflammatory treatment. The
one second forced expiratory volume (FEV1)
is the measurement most often used. Less
than a 20% decrease from normal indicates
mild asthma, a drop of 20% to 40% is
moderate asthma, and a greater than 40%
decline is severe asthma (26). In some cases
of asthma, initial PFTs may be normal, or
there may be no bronchodilator effect, and
yet, provocative PFTs, using a graded
methacholine inhalational challenge, will be
positive. Finally, PFTs may sometimes detect
other lung diseases, such as pneumonitis,
COPD, or a fixed airway obstruction. In
these cases, PFTs may have to be
supplemented with carbon monoxide diffusion
or other tests (27).
Graphing spirometric flow-volume curves
gives a visually distinctive pattern to
different pulmonary diseases, and makes
office use of PFTs both easy and clinically
valuable. Rate of airflow in liters/sec is
graphed on the vertical axis, and volume of
exhaled or inhaled air in liters is graphed
on the horizontal axis. Asthma is usually
easily recognized because the exhaled
flow-volume curve is reduced compared to
age, sex, and height adjusted normal data,
the downslope becomes concave in shape, and,
use of a bronchodilator partially or
completely reverses the curve to normal.
However, lack of rapid reversibility does
not exclude asthma, since long standing
inflammation may require months of treatment
before improvement is measureable (27).
Methacholine challenge maybe helpful in
these cases of irreversible obstruction. If
the FEV1 is greater than 60% of predicted, a
methacholine challenge may be done, and if
it shows a further drop in FEV1 , then
asthma, rather than COPD, is the probable
diagnosis (28). If PFTs of an asthmatic are
done when there are no symptoms, the
flow-volume curve may be normal. In this
situation, provocation with methacholine
will usually produce a greater than 20% drop
in FEV1, which is considered diagnostic of
asthma (28). For diagnostic accuracy, office
spirometers need regular calibration, and
spirometric technicians need to carefully
coach patients so that reliable PFTs are
recorded (29).
Other
Examinations
In many cases of asthma, history, exam, and
PFTs are sufficient information on which to
base clinical management. However, when
there is a history of tobacco use, exposure
to tuberculosis or environmental risk
factors, unusual symptoms, or failure to
respond to treatment, radiologic studies and
bronchoscopy may be needed. Even in
incontestable cases of asthma, lung cancer,
tuberculosis, asbestosis, and other diseases
may also be present, and timely
consultations with pulmonologists and other
specialists can be important. Pulmonology
consultations are also helpful for sharing
the management of moderately severe and
severe asthmatics.
Strategy for
Asthma Management
Guidelines for asthma diagnosis and
management were developed by the National
Heart, Lung, and Blood Institute and
published in 1991 (30). These guidelines
emphasize three basic components in an
integrated strategy for asthma control:
environmental control, anti-inflammatory
therapy, and education. Furthermore, since
asthma is now recognized as a chronic
inflammatory disease, maintenance
anti-inflammatory treatment is indicated in
all but the most mild asthmatics. This is a
significant change in therapeutic emphasis,
with symptomatic bronchodilator treatment no
longer considered to be adequate for more
than occasional use.
Environmental control can be very effective,
because the elimination of incitants
prevents lung inflammation from ocurring,
but it is often difficult to fully implement
(30). However, any achievable measures that
will reduce exposure to allergens or
pollutants are very beneficial. For example,
simple enclosure of the mattress with a
zippered encasing can reduce dust mite
exposure by 99% (31). Air cleaners remain
controversial because controlled studies
have generally failed to show significant
effects (32), yet, many patients report
clear benefit from their use. In cases of
extreme sensitivity, even the control of
sources of indoor combustion may be required
(33). In general, the more severely affected
the individual, the greater the potential
benefits that can accrue from thorough
investigation of incitants and institution
of effective environmental controls (34).
Anti-inflammatory treatment of two general
types is available, pharmacologic and
immunotherapeutic. Some form of
anti-inflammatory therapy is indicated for
all moderate or severe asthmatics, and also
is useful for mild asthmatics (26). This
anti-inflammatory treatment imperative has
evolved during the past decade, during which
it became evident that the irreversability
of chronic asthma is due to uncontrolled
chronic inflammation, and that
bronchodilator treatment does not affect the
underlying pathology (30). Three
anti-inflammatory inhaled drugs are
currently available: cromolyn, nedocromil,
and several varieties of glucocorticoids.
Mild to moderate asthma can be managed with
inhaled cromolyn or nedocromil, whereas
moderate and severe asthma usually requires
inhaled steroid use. Severe cases may also
require systemic steroid treatment, either
intermittent during attacks, or as
continuous therapy. Immunotherapy can be
employed as the sole anti-inflammatory
therapy in mild asthma, but is more commonly
used as adjunctive therapy along with
pharmacotherapy. In more severe asthma
cases, immunotherapy is used as a steroid
sparing treatment, and may be able to reduce
or eliminate the need for systemic steroid
treatment. Properly administered
anti-inflammatory treatment can effectively
control asthma in almost all patients.
Education is the third crucial component in
asthma control. Without enlisting the
patient and their family in their own
therapy, and educating them adequately,
asthma control is neither easily achieved
nor maintained. For example, at least half
of patients do not follow physician
instructions (26), but a family education
program can improve compliance enough to
significantly decrease emergency room visits
and hospitalizations (35). Education can
also improve the use of inhalers, increase
environmental controls, increase activity,
decrease symptoms, and help patients and
families adjust to their illness. In some
cases, education reduces treatment costs
(36). Education can be especially effective
in teaching patients how to monitor and
respond to their asthma, for example, by
initiating a regular program of home peak
flow monitoring (37). Ongoing physician
education and review of these home
monitoring records is a very effective way
to improve asthma control in motivated
patients
Pharmacotherapy
Pharmacotherapy is an important part of
asthma treatment, but if used without
patient education, environmental control
measures, and regular physician contact,
itıs results will seldom be satisfactory.
Asthma currently can be effectively treated,
singly, or in combination, by either
systemic or topical use of seven classes of
drugs: mucolytics, anticholinergic agents,
antihistamines, theophylline, beta agonists,
mast cell stabilizers, and corticosteroids.
A variety of other treatments including
antioxidant vitamins (24), magnesium (38),
other nutrients, and various
immunosuppressants (39, 40), have been
reported to have activity. Drugs capable of
blocking leucotrienes, either during
synthesis (41) or at receptor sites (42),
are about to be released for general
clinical use, and also have useful
anti-asthma activity (43). Farther in the
future, there is potential for other
antiinflammatory agents based on selective
antagonists for cytokines, adhesion
molecules, platelet activating factor,
bradykinin, and other inflammatory mediators
Mucolytics
Mucolytic, expectorant, or mucokinetic
agents are useful as adjunctive agents to
thin the excessively viscid mucus component
of asthma. Some agents can be applied
topically, as in steam inhalation, or by
inhalation of the substituted amino acid N-acetylcysteine
(Mucomyst), which has long been used by
inhalation (44), but is also effective
orally. Related, parenterally administered
mercaptans have also been postulated to have
a direct antiallergic effect via the in vivo
denaturation of IgE molecules (45). Finally,
two other agents, iodides and guiafenesin,
are available only in oral form. Iodides,
such as potassium iodide, calcium iodide,
and iodinated glycerol, have been shown to
be effective in asthma treatment (46), but
are normally indicated only for short term
use. Guiafenesin is often used for long term
therapy, but there is no convincing evidence
of efficacy (46).
Anticholinergic Agents
Anticholinergic agents have been found to be
effective treatment, but administration via
oral and transdermal routes often produces
unacceptable cardiac, central nervous
system, opthalmic (47), and antisecretory
side effects. Glycopyrrolate (Robinul), and
ipratropium (Atrovent) are more effective
than atropine (48). Direct inhalation via
nebulizer or inhaler decreases secretions
and bronchodilates, with few side effects
(48). These drugs are poorly absorbed,
producing blood levels that are usually too
low to cause anticholinergic side effects
(49). The degree of response to
anticholinergics is variable, so these drugs
should be considered to be secondary agents,
for use in either acute or chronic asthma
when other drugs are not well tolerated or
not fully effective (48).
Antihistamines
Although H1, H2, and H3 histamine receptors
are present in the lung, only H1
antihistamines appear to have any
significant clinical effect on bronchial
hyperreactivity or asthma symptoms (50).
Antihistamines are generally useful to
reduce all allergic symptoms, but were not
officially recommended for asthma treatment
until 1993 because of concerns for causing
overdrying and formation of mucus plugs
(51). Although effective for both
prophylactic and symptomatic therapy,
classical H1 antihistamines administered via
the oral route often produce unacceptable
anticholinergic or central nervous system
side effects. In addition, constant use of
these drugs frequently leads to tolerance
and loss of efficacy.
The recent development of second generation,
nonsedating, antihistamines that have little
central nervous system penetration (52) or
anticholinergic activity has been a
significant therapeutic advance. These new
drugs have high affinity binding to
histamine receptors, producing both potent
clinical effects and eliminating drug
tolerance (53,54). Further, the lack of
secretion-drying anticholinergic activity
allows these drugs to also be used in asthma
treatment without any concern that mucus
plugs will form. Nonsedating antihistamines
do differ significantly from each other in
speed of onset and in duration of action.
For example, astemizole, loratadine,
mequitazine, and noberastine have long
enough elimination half lives to allow the
convenience of once daily dosing (55,56,
57). Since there is a noticible diurnal
variation in asthma symptoms, with increased
severity during the night and on awakening
(56), nighttime use of these long-acting
drugs may be especially helpful. Many of
these new drugs also have additional
antiallergic and anti-inflammatory actions
which may extend the drug's activity beyond
blockade of the immediate allergic reaction
to also ameliorate the late phase reaction
(58,59). For example, cetirizine inhibits
monocyte and T-lymphocyte chemotaxis (60),
and has been shown to improve pulmonary
function (61). Because of these added
properties, the second generation
antihistamines also are not necessarily
equivalent in their therapeutic effects,
either to classic antihistamines or to each
other. They are also not necessarily
equivalent in their side effects, as shown
by two recent studies. Loratadine, in
contrast to terfenadine and astemizole, has
been shown to not alter cardiac conduction
at clinically achievable concentrations
(62,63). Cetirizine and doxylamine, in
contrast to loratadine, astemizole, and
hydroxyzine, do not promote tumor growth in
mice (64,65). Finally, antihistamines vary
by more than tenfold in their purchase
price, but the more expensive agents are
generally those with better side effect
profiles (66).
In addition to the four already approved,
terfenadine, astemizole, loratidine, and
acrivastine (67-71), several other new
antihistamines are nearing FDA approval in
the US, including cetirizine (72-73).
Ketotifen is significantly sedating, but
also has useful antiinflammatory activity
(74). Finally, extended age indications are
being sought, and some second generation
drugs will probably soon be available in
liquid form for pediatric and geriatric use.
Like anticholinergic drugs and mucolytics,
antihistamines currently are considered as
secondary anti-asthma drugs, useful in
certain patients, especially when other
drugs are not satisfactory (58). Because of
low toxicity and possible benefit, a trial
of several antihistamines is warrented in
all severe asthmatics.
Theophylline
Since 1937, intravenous theophylline has
been used for emergency asthma treatment,
and oral therapy has been used for chronic
asthma (75). However, several recent
controlled trials have shown little efficacy
of theophylline in the emergency treatment
of bronchospasm, and greater toxicity than
competing therapies (48,76, 77, 78). Despite
these reports, theophylline does decrease
asthma symptoms, especially nocturnal
dyspnea (75), and may also decrease
corticosteroid needs (79). Theophylline has
multiple modes of action, and has recently
been found to have significant
anti-inflammatory activity at lower serum
levels where toxicity is minimal (80, 81).
Because theophylline clearance is variable,
and maintaining an appropriate serum level
is important in preventing side effects
(79), monitoring of theophylline levels is
recommended (48). The exact place of
theophylline in asthma treatment is
currently in flux. Formerly a first line
agent, it has recently been de-emphasized,
but is still useful, especially in difficult
to control asthma, or when nocturnal
symptoms are prominent. A trial of
theophylline should be considered as a
possible means to decrease systemic steroid
use.
Beta Agonists
Ephedrine has been used since ancient times,
and chemically similar, inhaled, beta
adrenergic agonists are still the drugs of
choice for rapid control of
bronchoconstriction that is mediated by
smooth muscle contraction. Acting by
stimulating beta-2 receptors (48), they have
a rapid, predictable onset, are more potent
than anticholinergic drugs or theophylline,
and are usually well tolerated (48, 82). The
primary side effects which may limit beta
agonist use are tremor and cardiac
excitability. Older beta agonists, such as
epinephrine, isoproterenol, and
metaproterenol are less beta-2 selective,
and thus more likely to cause side effects
(79). Available beta-2 selective beta
agonists include albuterol, bitolterol,
pirbuterol, and terbutaline. In order to
maximally decrease systemic side effects,
these drugs are usually inhaled, but oral
use may be beneficial in children who have
not been able to learn to use metered dose
inhalers (82). Recently, a slow onset, long
duration, selective beta agonist, salmeterol
(Serevent) has been introduced in the U.S.
(83). Unlike other beta agonists, salmeterol
is not useful for relief of acute asthma
symptoms, but it is useful for prolonged
symptom suppression, especially for
nocturnal asthma. Many experts recommend
salmeterol only for patients who are
regularly using inhaled corticosteroids
(79).
Whether beta agonists should be used on a
regular schedule, or only on an as needed
basis is controversial (79, 82). In numerous
studies, increased use of beta agonists has
been correlated with increased risk of death
from asthma. In the province of
Saskatchewan, use of more than 1.4 canisters
of beta agonist per month was the threshold
for increased risk, and the higher the use
above that point, the higher the risk (82).
The central issue is whether the correlation
actually reflects adverse physiologic
effects from the drug, or whether increased
drug use is a marker for more severe asthma,
which naturally has a higher death rate.
This issue has recently been reviewed, and
the answer is still unclear (79,84, 85). In
New Zealand, changes in asthma deaths appear
to have been correlated with use of
fenoterol, a very long duration
non-selective beta agonist that is not
available in the U.S.. In this particular
case, it is suspected that the excess
mortality was due to direct effects the
drug, and not to insufficient use of
anti-inflammatory agents, or to poor
education and medical supervision (79,86).
Because of this unresolved controversy, the
most conservative practice is to institute
anti-inflammatory therapy if beta agonist
use is greater than three times weekly (26),
or greater than one canister per month (48).
Furthermore, patients who are using a long
duration drug, such as salmeterol, should be
warned to use one of the rapid acting beta
agonists, rather than salmeterol, for relief
of acute symptoms (79).
Beta
Antagonists (Beta Blockers)
Drug Interactions may complicate treatment
of asthma, especially during beta agonist
treatment of status asthmaticus or
anaphylaxis. Beta-adrenergic antagonists
(87) are the class of interfering drug most
likely to be encountered, but other drugs
may also be of concern, especially in
elderly patients (87.5). Beta-blockade has
three major types of adverse effects during
asthma treatment. First, beta-blockade is
proallergic since it both blocks smooth
muscle relaxation and amplifies the
production of anaphylactic mediators (87),
thus increasing the severity of asthma, or
any allergic reaction (88). Second,
beta-blockade increases the dose of a beta
agonist required to overcome the block and
produce bronchodilation. Third,
beta-blockade may cause hypertensive crisis
due to unopposed alpha adrenergic effects
which will occur if epinephrine is used to
treat the asthma (88). Beta-1 selective
beta-blockers have relatively less
bronchoconstricting effect than their
desireable cardiac effects (mediated by
beta-1 receptors), and theoretically should
be less likely to cause harm when used in
allergic persons. However, the effects of
beta-blockers on mediator production are
nonselective, and thus even beta-1 selective
drugs are proallergic (87). Consequently,
use of beta antagonists in asthma is not
recommended, unless there is no good
alternate treatment.
Mast Cell
Stabilizers
There are only two clinically useful drugs
that are primarily mast cell stabilizers,
although both corticosteroids and some of
the antihistamines may also produce some of
their antiallergic activity by cell
stabilization. The first drug in this class,
cromolyn, or sodium cromoglycate, was
introduced about twenty years ago, almost
simultaneously with the introduction of
inhaled corticosteroids (89). Cromolyn has
been found to be effective and very safe for
allergic therapy, but is limited by being
essentially nonabsorbed, and thus restricted
to topical treatment. Cromolyn is available
in an inhaled form, Intal, that acts
directly on the bronchial mucosa, and an
oral form, Gastrocrom, that blocks the
effects of allergic foods which can cause
asthma, although it is not yet approved in
the U.S. for this indication (90). In
treatment of allergic rhinitis, cromolyn has
been found to be comparable in efficacy to
oral doses of nonsedating antihistamines
(91), and the combination of cromolyn and an
antihistamine is more effective than either
drug used alone (92). However, cromolyn is
less effective than intranasal
corticosteroids in control of most rhinitis
symptoms (93,94). The experience with mast
cell stabilizers in asthma therapy parallels
their use in rhinitis. Cromolyn is an
effective anti-inflammatory agent for
exercise-induced asthma or mild chronic
asthma (26, 79). When used to treat
exercise-induced asthma, the combination of
cromolyn with a beta agonist is superior to
either drug alone (95).
Recently, a second drug which is chemically
unrelated to cromolyn, but has a similar
pharmacologic activity profile and similar
receptor sites, was found. This drug,
nedocromil, differs from cromolyn in having
slightly greater oral absorption, but is
available only in an inhaled formulation. In
in vitro tests, nedocromil is about tenfold
more potent on a molar basis than cromolyn,
while in animal studies, the two drugs are
equally effective when applied topically,
but nedocromil has longer duration of action
(96). Nedocromil, like cromolyn, is an
effective anti-inflammatory agent for
exercise-induced asthma or mild chronic
asthma. It is as effective as beclomethasone
in mild asthma (97), but is less effective
than corticosteroids in moderate or severe
asthma (79). Research is still being done on
nedocromilıs mechanisms of action, but it
appears that it both prevents granulocyte
mediator release and reduces local
irritative axon reflexes by blocking
membrane chloride channels (97).
Both mast cell stabilizers inhibit both the
immediate and late phase allergic reactions
if they are administered prior to allergen
challenge. However, neither drug can prevent
the late phase reaction if given after the
immediate reaction has ocurred (98). The
action of mast cell stabilizers differs from
that of corticosteroids in two ways. First,
mast cell stabilizers effectively prevent
the immediate reaction, whereas
corticosteroids, even when used for
prolonged periods, have only a weak effect
on the immediate reaction (99). Secondly,
unlike mast cell stabilizers,
corticosteroids significantly attenuate the
late phase reaction if given during or after
the immediate reaction (98). Both mast cell
stabilizers and corticosteroids are most
effective when used prior to allergen
challenge (98, 100). Mast cell stabilizers
are most useful as an alternative to
corticosteroids in mild or moderate asthma,
and are also used as adjunctive therapy in
difficult to control asthma. Both cromolyn
and nedocromil have been shown to
significantly improve daytime symptom
control when added to a regimen of inhaled
bronchodilators and corticosteroids (101).
Furthermore, adding nedocromil also improves
nighttime symptom control and allows the
dose of inhaled steroid to be reduced
(97,100.5).
Corticosteroids
Corticosteroids are the most effective class
of drugs for control of asthmatic
inflammation. In addition to gradually
decreasing inflammatory airway edema,
corticosteroids potentiate the effect of
beta agonists on smooth muscle relaxation,
decrease beta agonist tachyphylaxis, and
decrease mucus production (48). In treatment
of acute asthma attacks, use of
corticosteroids decreases immediate
mortality, hospital admissions, and risk of
relapse within ten days of treatment (48).
Corticosteroids are thought to be effective
primarily by blocking late phase reactions,
and although their effects begin
immediately, they do not become maximally
effective for several days after treatment
begins. This gradual effect on late phase
inflammation appears to be due to inhibition
of interleukin-4 expression (100) as well as
suppression of the conversion of arachidonic
acid into prostaglandins and leucotrienes
(26). Other studies suggest that there may
be additional corticosteroid effects,
including even some mild effects on early
phase reactions (99).
The use of inhaled corticosteroids to treat
the inflammatory component of allergies
dates from the introduction of
beclomethasone in 1974, and has been viewed
as the most important advance in allergy
treatment since the discovery of
antihistamines (102). Prior to use of
topical steroids, glucocorticoids could only
be administered systemically, with
significant long-term risks (102, 103).
Possible steroid side effects are protean:
osteoporosis with fractures, glucose
intolerance, infections, gastric ulcers and
gastrointestinal bleeding, cataracts,
glaucoma, and accelerated arteriosclerosis,
among many (103). There is a direct
dose-risk relationship with long term oral
steroid use, with detectable increases in
risk even for very low doses, such as 5 mg
per day of prednisone (103). Because of
this, since the earliest days of
corticosteroid use In the 1950s, there have
been attempts to utilize these drugs
topically, rather than systemically. Early
attempts at topical treatment failed due to
insufficient drug potency, or from high
systemic absorption and adrenal suppression,
or because of poor delivery methods,
problems that were overcome by Brostoff and
Czarnyıs work in 1968 (104). Fortuitously,
beclomethasone and other highly potent
corticosteroids appear to be even more
effective when administered topically,
rather than orally (104,105).
Although physician acceptance was initially
slow, inhaled corticosteroids have gradually
become accepted as primary treatment for
serious asthma. Topical steroids are now
being advocated for treatment of mild
asthma, although this remains contentious
because the risk-benefit analysis has not
been established in mild asthma. Since mild
asthma is diagnosed in about two-thirds of
all asthmatics, the long term safety,
potential benefits, and treatment cost of
using inhaled corticosteroids in these cases
is of major importance (106). Particularly
critical to resolving this issue is the
current lack of knowledge regarding whether
untreated mild asthmatics have any natural
progression of their disease or ever develop
irreversible obstruction. However, there is
no question that inhaled corticosteroids are
both safe and effective for moderate or
severe asthma, and that they do ameliorate
the natural progression of the disease
(106). In fact, physician reluctance to use
adequate doses of corticosteroids currently
causes significant preventable disability
and decrease in quality of life, while
steroid-induced side effects are rarely
observed (107).
Five different strategies for using
corticosteroids in asthma can currently be
formulated (26,107). First, for outpatient
treatment of acute asthma exacerbations,
short term oral corticosteroids for up to
ten days are appropriate (79), and
simultaneously, consideration should be
given to adding or increasing inhaled
corticosteroids. Second, for emergency room
or inpatient treatment of acute severe
asthma, short term intravenous
corticosteroids are used (108), followed by
tapering outpatient oral treatment and
maintenance inhaled therapy. Third, inhaled
corticosteroids, at standard doses, are
appropriate maintenance therapy for moderate
or severe asthma. Fourth, if asthma control
is not achieved, inhaled corticosteroid
doses should be increased to a high dose
regimen. Finally, in difficult cases, long
term maintenance oral corticosteroid
therapy, using a short duration drug such as
prednisone or prednisolone, can be added to
inhaled corticosteroids. When regular use of
oral steroids is necessary, the use of
alternate day morning dosing can
significantly decrease the incidence of
corticosteroid side effects (79, 107).
With over twenty years of clinical use in
the U.S., topical glucocorticoids have shown
few major side effects. Problems with throat
irritation, hoarseness, and cough have been
decreased by developing improved dispensers,
and by providing more patient education.
Occasionally, inhaled steroids may trigger
contact allergy (109). Local fungal
infections of the oral cavity or larynx
(107), which usually clear with cessation of
therapy, may also occur. Available drugs
differ mainly in degree of absorption into
the systemic circulation, speed of metabolic
inactivation, inhaler design, and in
frequency of dosing required to maintain
efficacy. Of currently available drugs, and
at recommended doses, only dexamethasone
regularly causes significant
hypothalamic-pituitary-adrenal suppression
(110,105,93). Although it does not
ordinarily cause systemic effects at normal
doses (111), flunisolide has a narrow safety
margin. The more recently released topical
corticosteroids have been designed to be
both highly lipophilic, and consequently
poorly absorbed, and to undergo rapid
metabolism (112). When used in recommended
doses for either intranasal use or for
normal pulmonary inhaled doses, significant
systemic absorption and steroid side effects
have seldom been observed with the newer
agents (107, 113, 114). However, even with
low dose intranasal steroid use (115), a few
cases of posterior subcapsular cataracts
have been noted, and measurable growth
retardation may occur in children (116).
There are also single case reports of
detectable adrenal suppression from
intranasal beclomethasone (117,118), and
fluticasone (119), and measureable changes
in daily serum and urinary cortisol levels
with both fluticasone and budesonide (120).
Furthermore, in circulating lymphocytes,
specific glucocorticoid receptor regulated
genes show measureable changes in levels of
messenger RNA transcription during
intranasal treatment with fluticasone or
budesonide (120). Pulmonary doses of inhaled
corticosteroids are higher than nasal doses,
but clinically apparent, steroid-induced
side effects are still very uncommon (107),
although dose related mild suppression of
bone metabolism, of unknown clinical
relevance, may be detected (26, 121).
Occasionally some growth retardation is seen
in children, but final adult height appears
unaffected (79). Whether or not these
changes may eventually increase osteoporosis
is not known (121), although a recent ten
year study suggests not (122). Rarely,
significant adrenal suppression can occur
with usual pulmonary doses, and with
progressively higher dose pulmonary
treatment, toxicity may ultimately approach
that of chronic oral steroid use (121).
Recommendations
for Use of Inhaled Corticosteroids
Unfortunately, little objective data on
relative drug potencies and risks in humans
is available to allow detailed comparison of
the available topical corticosteroids (121).
Also of concern is the fact that significant
differences in patient susceptibility to
steroid-induced side effects have been
observed (121). Finally, the potential for
complications from very long periods of
topical corticosteroid use is not known.
Taken together, all of these observations
indicate the need for thoughtful use of
corticosteroids. There are four aspects to
this intelligent use of topical steroids.
First, adhere to proper indications and
doses, using published guidelines for asthma
treatment (30,123,124). Second, use the
lowest possible dose of steroids that can
control the asthma, in topical form whenever
possible (125, 126). Third, use all possible
measures to reduce unwanted corticosteroid
absorption, for example, by use of spacers
and mouth rinsing to minimize swallowing of
inhaled steroids (127). Fourth, periodically
re-evaluate each patient's condition to see
if their corticosteroids might be decreased
or eliminated. After prolonged
corticosteroid therapy, in some cases it is
possible to simply discontinue treatment
with no clinical worsening (128). In other
cases, the corticosteroids may be replaced
with a mast cell stabilizer, or the
corticosteroid dose may be reduced by
addition of a mast cell stabilizer (97,
129), theophylline, antihistamine, or
immunotherapy, or by successful efforts at
environmental control measures and
nutritional management.
Immunotherapy
Use of immunotherapy for asthma has recently
been controversial. Prior to the
introduction of corticosteroids,
immunotherapy was the only available
anti-inflammatory treatment for asthma, and
was widely practiced. Since the advent of
effective drug treatments, the risk-benefit
analysis for immunotherapy has been
re-evaluated, and in some areas,
particularly in Scandinavia and the United
Kingdom, concern over possible anaphylaxis
risk has led to a marked decrease in
immunotherapy, while in the rest of the
world and the U.S., immunotherapy use
continues (130). Available data do suggest
that asthmatics are at increased risk of
undergoing anaphylaxis, as compared to other
allergy patients treated with immunotherapy
(131). On the other hand, a recent
meta-analysis (132) has reviewed twenty
placebo-controlled, randomized, double-blind
studies of immunotherapy for asthma, and
finds that there is significant improvement
with immunotherapy. Positive effects are
found for symptomatic improvement, reduced
medication use, reduced bronchial
hyper-reactivity, and improvement in FEV1 .
Immunotherapy should therefore be considered
for use in asthmatics, especially as a means
of reducing the need for corticosteroid
therapy.
Summary
Asthma is an increasingly common disease
worldwide, and is frequently seen in the
Otolaryngology patient population. Because
unrecognized asthma is an important source
of patient morbidity and is a potential risk
during medical and surgical treatment of
head and neck patients, Otolaryngologists
should be familiar with this disease.
Diagnosis of asthma relies primarily on
clinical suspicion in patients with
wheezing, dyspnea, chest discomfort, or
cough. Appropriate use of pulmonary function
tests, environmental control measures,
anti-inflammatory therapy, nutritional
management, and patient education is
critical to successful intervention.
Rational use of pharmacotherapy and
immunotherapy entails knowledge of
indications, side effects, limitations, and
useful combinations of treatments. Finally,
utilization of timely consultations with
other knowledegable physicians may be
essential in developing an effective,
individualized treatment plan for each
patient.
Acknowledgement:
The author thanks Nancy E. Frazier, Beverly
J. Flynn, and Sally C. Schumann, Cape Cod
Hospital Medical Library, for their
expertise in literature search strategies
and procurement of rare source materials
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